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Practical Guide to Surgical Clinical Trial Implementation, Oversight, and Regulatory Aspects

To identify the key insights or developments described in this article
1 Credit CME

Established approaches for clinical trial performance (eg, Good Clinical Practice) and reporting (eg, CONSORT) provide the basis for ethical research.1,2 To safeguard credible results and conclusions while minimizing potential harm, the following items are necessary for successful trial implementation: involvement of protocol and steering committees, oversight by an independent safety monitoring committee, adherence to local research regulations (institutional review board [IRB]), trial registration in an international repository before initiating patient enrollment (eg, ClinicalTrials.gov or EudraCT), and maintenance of high-quality clinical trial procedures (eg, randomization processes, informed consent, adverse event reporting, data collection and analyses, and safety stopping criteria).35 In this article, we describe critical components of trial implementation, oversight, and regulatory aspects that are necessary in high-quality clinical trials (Box).

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CME Disclosure Statement: Unless noted, all individuals in control of content reported no relevant financial relationships. If applicable, all relevant financial relationships have been mitigated.

Article Information

Corresponding Author: Jason Haukoos, MD, MSc, Denver Health Medical Center, 777 Bannock St, Mail Code 0108, Denver, CO 80204 (jason.haukoos@dhha.org).

Published Online: October 26, 2022. doi:10.1001/jamasurg.2022.4901

Conflict of Interest Disclosures: Dr Haukoos reported personal fees from JAMA Surgery, Annals of Emergency Medicine, and the American College of Emergency Physicians outside the submitted work. No other disclosures were reported.

References
1.
Dixon  JR  Jr .  The International Conference on Harmonization Good Clinical Practice guideline.   Qual Assur. 1998;6(2):65-74. doi:10.1080/105294199277860PubMedGoogle ScholarCrossref
2.
Consolidated Standards of Reporting Trials. Accessed March 9, 2022. http://www.consort-statement.org/
3.
International Committee of Medical Journal Editors. Accessed March 9, 2022. https://www.icmje.org/
4.
National Institutes of Health. US National Library of Medicine. Accessed March 9, 2022. https://clinicaltrials.gov/ct2/manage-recs/faq
5.
EudraCT: European Union Drug Regulating Authorities Clinical Trials Database. Accessed March 9, 2022. https://eudract.ema.europa.eu/
6.
Fleshman  J , Branda  M , Sargent  DJ ,  et al.  Effect of laparoscopic-assisted resection vs open resection of stage II or III rectal cancer on pathologic outcomes: the ACOSOG Z6051 randomized clinical trial.   JAMA. 2015;314(13):1346-1355. doi:10.1001/jama.2015.10529PubMedGoogle ScholarCrossref
AMA CME Accreditation Information

Credit Designation Statement: The American Medical Association designates this Journal-based CME activity activity for a maximum of 1.00  AMA PRA Category 1 Credit(s)™. Physicians should claim only the credit commensurate with the extent of their participation in the activity.

Successful completion of this CME activity, which includes participation in the evaluation component, enables the participant to earn up to:

  • 1.00 Medical Knowledge MOC points in the American Board of Internal Medicine's (ABIM) Maintenance of Certification (MOC) program;;
  • 1.00 Self-Assessment points in the American Board of Otolaryngology – Head and Neck Surgery’s (ABOHNS) Continuing Certification program;
  • 1.00 MOC points in the American Board of Pediatrics’ (ABP) Maintenance of Certification (MOC) program;
  • 1.00 Lifelong Learning points in the American Board of Pathology’s (ABPath) Continuing Certification program; and
  • 1.00 CME points in the American Board of Surgery’s (ABS) Continuing Certification program

It is the CME activity provider's responsibility to submit participant completion information to ACCME for the purpose of granting MOC credit.

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