How Will This Toolkit Help Me?
Identify common stressors the health care workforce and individual health care workers face before, during, and after a crisis
Create a plan for navigating all stages of a crisis in a way that promotes workforce well-being
Employ methods to overcome stressors and establish a resilient organization
Unexpected crises happen: a pandemic occurs with a new pathogen for which there is no cure, a natural disaster strikes bringing in mass casualties, a nuclear reactor explosion contaminates and sickens an entire region, or some other calamity not yet imagined. Actions taken by your organization before, during, and after a crisis will increase the likelihood your workforce will cope or even thrive.
How do physicians and other health care workers respond to a crisis? Stress may come from 1 of 4 major sources (Figure 1):
A threat to the worker's personal or family health and life
A loss of colleagues or threat to professional mastery and identity
An inner conflict between one's values and aspirations and what they are able to accomplish in their work
Fatigue, simply feeling worn out by the relentless work and demands, without time for rest and recovery
Figure 1. Four Causes of Stress Injury1
How physicians and other health care workers are supported during a time of acute stress impacts whether they are able to cope and then recover from the crisis, or alternatively, whether they will adopt unhealthy coping mechanisms and show signs of stress injury (eg, burnout, insomnia, dysphoria) or even worse, chronic stress illness (eg, depression, anxiety, post-traumatic stress disorder [PTSD], substance abuse).
Fortunately, progression from a stress reaction to stress injury to a chronic stress illness is not inevitable. Proactive institutional supports initiated before a crisis, “stress first aid” delivered during the crisis, and “recovery aid” provided after the crisis will each increase the odds that individuals will recover and thrive (Figure 2).1
Successful organizations take a systems approach and focus on becoming a resilient organization prior to times of crisis, rather than limiting their efforts to a focus on individual resilience or only attending to the well-being of health care workers after crisis develops. Furthermore, resilient organizations need to rapidly reconfigure their well-being priorities to meet the biggest new drivers of stress in a crisis setting.
Figure 2. Conceptual Model: Stress First Aid During and After Crisis Impacts Outcomes1
Fifteen STEPS to Care for the Health Care Workforce
Before Crisis: Create a Resilient Organization
1. Appoint a Chief Wellness Officer (CWO) and Establish a Professional Well-Being Program
2. Create a Plan in Coordination with Hospital Incident Command System (HICS) Leadership
3. Support Workforce Needs for Professional Competency During Crisis Reassignments
4. Identify Non-Essential Tasks that Could Be Suspended or Reduced During a Crisis
5. Develop Mechanisms to Assess Stress and Needs Within the Workforce
During Crisis: Support Physicians and Other Health Care Workers
6. Assess the Current Situation; If Necessary, Develop New Crisis-Specific Support and Resources
7. Emphasize and Embody the Importance of Visible Leadership
8. Connect with Other Institutions to Share and Learn
9. Regularly Evaluate Stressors and Stress Levels Within the Workforce
10. Adapt Support Plan to Meet Evolving Needs
After Crisis: Become an Even More Resilient Organization
11. Debrief Unit by Unit as well as by Profession
12. Catalogue What Was Learned and Update the Crisis Plan
13. Deploy an Organization-Wide Approach to Support Workforce Recovery and Restoration
14. Honor the Dedication and Memorialize the Sacrifice of Health Care Professionals
15. Resume Ongoing Efforts to Promote a Thriving Workforce
Before Crisis: Create a Resilient Organization
STEP 1 Appoint a Chief Wellness Officer (CWO) and Establish a Professional Well-Being Program
With a chief wellness officer and well-being program in place, a unit already exists that can rapidly shift the focus of their work to address the needs created by the crisis event.2- 8 In crises with significant societal disruption and anticipated psychological stress, it will be necessary for the CWO to partner with behavioral health, communications, and other support services.
In many organizations the CWO is appointed to lead the workforce support response in a crisis since the CWO and their team will have built partnerships or relationships with all these health care system units prior to the crisis. Depending on the nature of the crisis, the CWO may form a task force to help coordinate across many areas, such as providing food, transportation, lodging, security, communications, and behavioral health.
STEP 2 Create a Plan in Coordination with Hospital Incident Command System (HICS) Leadership
Assemble a time-limited group charged with identifying the needs of the workforce for the tangible physical, logistical, and psychosocial support needed at work and at home during a crisis. Create a “Caring for the Health Care Workforce Plan,” and work with Hospital Incident Command (HICS) leadership to ensure that the plan includes these dimensions of basic logistical, communications, psychosocial, and mental health support. In creating a plan to support health care workers, be aware that the barriers to seeking and receiving help may be greater among those in the healing professions.
There are 2 frameworks that may prove useful as the plan is developed. The first is the Stanford Medicine “Hear me, Protect me, Prepare me, Support me, Care for me” model, and the second is the Mt. Sinai hierarchy of basic needs.9,10Figure 3 illustrates Stanford's model, and Table 1 covers domains of needs and examples of programs to meet those needs following the Mt. Sinai model. An organization that has cataloged existing resources, identified potential workforce needs, and outlined a plan for how to address them will be a step ahead when a crisis occurs.
Figure 3. Requests Driven by Principle Desires During the COVID-19 Crisis9
Table 1. Domains of Need for Workforce Psychosocial Support During a Crisis10
STEP 3 Support Workforce Needs for Professional Competency During Crisis Reassignments
Physicians and other health care workers may need to be reassigned to responsibilities that are outside of their recent practice and comfort zone. This is a substantial source of stress, which can be reduced by communicating that the reassigned health care worker will have the support of the organization to prepare them. This stress can also be reduced by providing the reassigned health care worker with resources before they relocate. The message “you are not alone; we are here to support you” could be reassuring to clinicians stepping into new or unfamiliar roles. A mentoring and training system will help preserve feelings of professional competence. A structure that includes oversight and ready access to expertise is essential.
Patience with onboarding and creating psychological safety are also key. This professional transition support could take one of several forms as outlined in Table 2. These physicians will also need support and understanding of potential medicolegal issues that could arise from their assumption of new areas of responsibility.Quiz Ref ID
Table 2. Professional Transition Support During Crisis Reassignments
STEP 4 Identify Non-Essential Tasks that Could Be Suspended or Reduced During a Crisis
During ordinary times physicians may spend as much as 2 hours on EHR and desk work for every hour of direct patient care. This is wasteful at any time; it is unsustainable during a crisis. Physicians often also devote time to numerous other tasks such as annual compliance training, patient satisfaction reports, and, for academic physicians, applications related to promotion and reappointment. Leaders can free up physician time, cognitive bandwidth, and emotional reserve by monitoring changing requirements from The Centers for Medicare & Medicaid Services (CMS) among others, and are taking some of the following steps to lighten administrative burden (Figure 4).
Figure 4. Modifying Policies and Reducing Non-Essential Tasks During a Crisis
STEP 5 Develop Mechanisms to Assess Stress and Needs Within the Workforce
Understanding the evolving stresses and needs of the workforce will allow leaders to be flexible in meeting those needs. An organization can utilize existing well-being infrastructure to understand the needs of the workforce. For example, the CWO, department well-being champions, and team members can scan for units at risk for moral distress (ie, in a respiratory crisis with a shortage of ventilators the workforce will experience moral distress when triaging limited supplies) to identify the necessary communication and resources to prepare and support health care workers dealing with these issues (Table 3).
Table 3. Mechanisms to Assess Stress and Needs Within the Workforce
Creating Wellness in a Pandemic: A Practical Toolkit for Health Systems Responding to COVID-19 (210 KB)
Ideas and advice from Rush University System for Health in Chicago
During Crisis: Support Physicians and Other Health Care Workers
STEP 6 Assess the Current Situation; If Necessary, Develop New Crisis-Specific Support and Resources
The most well-intended, meticulous playbook created before crisis may not be enough to meet the needs of the current crisis, which may have been unanticipated and not previously experienced. The CWO and wellness leadership team, potentially with the aid of psychiatry and behavioral health leads, must assess the situation, evaluate the adequacy of the plan, and consider the need to evolve it before deployment. In some cases, it may even be necessary to discard the prior playbook and rapidly develop a new plan to address current needs.
For example, during the first week of the 2020 COVID-19 crisis Stanford held 8 listening sessions with clinicians to surface primary sources of anxiety and fear.9 Three questions were discussed in each session:
What are you most concerned about?
What messaging and behaviors do you need from your leaders?
What other tangible sources of support would be helpful to you?
Once the sources of anxiety were identified, leaders were able to develop target approaches to support the health care workforce.8
Some organizations established respite stations throughout areas where frontline workers were most affected. These stations might include healthy food, water, and reminders of available peer support and mental health services.
If the task force addressing care team needs has a strong mechanism to capture the “voice from the field” and relay them to leadership, incident command, and behavioral health leads who can effectuate rapid change, then this is the way to develop new supports. Organizations may find that most, if not all, of the new resources rolled out during a crisis were based on real and perceived needs ascertained by leaders and the frontline caregivers.
STEP 7 Emphasize and Embody the Importance of Visible Leadership
Leaders at multiple levels within an organization need to be visible to the physicians and other health care workers they lead. Additionally, leaders must be adept at receiving and responding to the needs and concerns of the workforce that come through varied communication channels (eg, in-person, electronic, or virtual). Unmet needs for information can create a great deal of anxiety. The uncertainty inherent in a rapidly changing environment is a significant stressor that can be ameliorated with good multichannel communication that is honest and transparent. The leaders will not always have the answers and in the face of uncertainty should strive to be transparent about what is known, what they can do, and what they are trying to do (Figure 5).
Figure 5. Mechanisms of Leadership and Communication
STEP 8 Connect with Other Institutions to Share and Learn
Organizations can learn from each other, rather than building all programs from scratch. Existing networks of CWOs or other hospital leaders, professional associations, social networking sites, and other social media can serve as a rapid means of disseminating shared learnings.
STEP 9 Regularly Evaluate Stressors and Stress Levels Within the Workforce
It is important to keep a finger on the pulse of stress and anxiety in the health care workforce during the crisis. This assessment should also include assessing the adequacy of support resources and the need for new resources. Accurate assessment can help identify:
Quiz Ref IDListening sessions, leadership walk-rounds, and pulse stress surveys as outlined in Table 3 can help leaders track the stress levels of the workforce during and after the crisis. Both proactive and reactive means to assess and react to stress are helpful. For example, mental health liaisons can proactively reach out to units under stress and a mental health crisis team is available to react as needed to hot spots of stress.
STEP 10 Adapt Support Plan to Meet Evolving Needs
Depending on the duration of the crisis, sources of concern and needs may evolve over time. These sources could include the need for new information (eg, adequacy of PPE, new PPE use guidelines, change in the number of hospitalized patients, fluctuations in number of employees who have developed infection) or new support (eg, childcare when schools close, lodging close to hospital because of increased reliance on rapid cycle shifts). This evolving plan might also include a recognition of the need for a stronger ethics infrastructure to address ethically challenging situations that arise during the crisis. Leaders must continually develop plans to address new and emerging needs.
After Crisis: Become an Even More Resilient Organization
STEP 11 Debrief Unit by Unit as well as by Profession
After the crisis it is helpful to continue to support individual health professionals and learn from this experience to be better prepared for future crises. In small group debriefs (hospital work units, specialty divisions, etc) leaders or facilitators can adopt an appreciative inquiry approach, asking, “What went well?” and, “Is there a positive story you can share?” Although stress first aid is an ongoing process, adapting previous approaches can be helpful as the workforce debriefs and reflects on their experience.1 Examples of other questions to consider reviewing during the debriefing sessions are shown in Figure 6. Offering these sessions as an integrated part of the workday that is strongly encouraged but not mandated may be most effective.
The leader or facilitator may also ask for creative, constructive ideas for ways to improve the unit or profession's response to a crisis in the future. Finally, the leader or facilitator can ask, “How are you doing personally?”
Figure 6. Stress First Aid Group Discussion Questions1
STEP 12 Catalogue What Was Learned and Update the Crisis Plan
Difficult as it is to consider facing another crisis when the current crisis is just subsiding, the odds are that another will develop. It is important to learn from the current crisis while it is relatively fresh. At the same time, the nature of the next crisis is unknown and will undoubtedly bring with it unique needs; this means that no matter how much preparation is done ahead of time, provisions for doing real-time assessment and response will remain critical. The CWO and team can integrate the learnings from the debriefing sessions covered in STEP 11 into the “Caring for the Health Care Workforce Plan” outlined in STEP 2.
STEP 13 Deploy an Organization-Wide Approach to Support Workforce Recovery and Restoration
Physicians and other health care workers will continue to need help after the crisis subsides to deal with this communal, work-related trauma. Bearing close witness to significant tragedy can have long-lasting effects. In fact, many individuals are able to hold it together during the stressful time but may feel things are falling apart afterward. This time is when recovery aid is helpful (Figure 2). Furthermore, barriers to seeking care may be greater for those in the healing professions than others, so finding ways to normalize recovery aid is also useful. Universal screening for depression and post- traumatic stress can be considered.
It is important to continue to provide confidential and readily accessible emotional, psychological, and mental health support for 6-12 months after the crisis has passed. This may include telephone support lines, virtual visits, and in-person visits. It may also include collegial support groups, which provide an opportunity to find meaning in the tragedy and allow participants to make sense of an intense, uncontrolled period.
In addition, team members may need to be reminded to take breaks during work and to take their vacation time. Physicians and other health care workers may benefit from guidance as to how to re-enter “ordinary time” with their friends and family who have not had such an intense experience.
STEP 14 Honor the Dedication and Memorialize the Sacrifice of Health Care Professionals
Recognize health care workers and their families for their incredible efforts. This recognition is part of how culture is built and maintained. Look for physical tokens to recognize these efforts.
Consider a time of remembrance ceremony and a physical memorial for any physicians or other members of your health care teams who have been injured, died, or suffered loss during the crisis.
STEP 15 Resume Ongoing Efforts to Promote a Thriving Workforce
The work you and your team had done prior to the current crisis helped sustain the workforce during the crisis. Now it is time to keep strengthening these programmatic offerings. It matters!
Crises are inherently stressful and often involve uncertainty, unpredictability, and increased work intensity. Such events also require flexibility, endurance, equanimity, and professionalism from health care workers precisely when these attributes are most threatened. For health care professionals to successfully navigate these challenges and serve their patients and society during a public health emergency, they need organizational support. How well organizations plan for and support their workforce during a crisis will influence the organization's capacity for patient care, and the personal impact of the crisis on the health care workforce.
Short-term stress has the potential to lead to long-term growth and thriving, known as post-traumatic stress growth, or to long-term stress injury and illness depending on the infrastructure, culture, and actions of an organization. Creating a plan to provide support for the workforce during and after a crisis will help maintain a healthy and sufficient workforce to meet societal needs over time.
It is critical that crisis preparations include plans to support physical, emotional, and psychosocial needs of the workforce. It is also critical for organizations to attend to the well-being of the health care workforce prior to an emergency so that they do not enter times of crisis with a team that is already exhausted, depleted, and burned out. In most cases, the well-being infrastructure that is in place prior to a crisis can serve as the framework to apply new or modified support systems in the midst of an emergency. Taking action before, during, and after will help the organization weather the crisis.
Journal Articles and Other Publications
Videos and Webinars
Ways to Share Your Experience: